Experience TradeLog

TradeLog helps issuers and advisors simplify personal account dealing compliance by accelerating the pre-clearance and monitoring of employee trades.

• Employees can easily apply for pre-clearance and track the progress of their cases through a digital portal.
• Compliance teams can set custom rules to enforce the company’s employee trading policy.
• TradeLog rejects trades in breach of the trading policy and notifies the compliance team of such potential violations.

Make monitoring of personal account dealings proactive with TradeLog!